MM
MM

Michael Moran

23 Years of Experience
Hamden, CT
BrokerSells Insurance

Michael Moran is a registered investment advisor, based in Hamden, CT, with 23 years of industry experience.

Location

109 Sanford St, St C4, Hamden, CT, 06514

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Michael is an independent contractor for Assurity Employee Benefits selling fixed insurance, dedicating minimal time to this. He also owns The Hired Brush, a residential interior painting company, which takes nearly full-time hours, and is an artist, spending a few hours per week creating and selling artwork.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
August 2004 - August 2023 · 19 yrs
Securian Financial Services, INC.Broker
February 2003 - August 2023 · 20 yrs 6 mos
State Registrations9 states
CACTFLMAMONHNYTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.