Philip O'quin
Philip O'quin is a registered investment advisor at LPL Financial LLC, based in Lake Charles, LA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2201 Lake Street, Suite 104, Lake Charles, LA, 70601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip operates under several DBAs for his LPL business, including O'Quin Financial Group, Financial Solutions Group, and 4th Quarter Financial Group. He also engages in non-variable insurance activities and real estate rental through PGO Holdings LLC, dedicating about half of his time to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Fsc Securities CorporationBroker
Fsc Securities Corporation
LPL Financial LLC
LPL Financial LLCBroker
Lincoln Financial Advisors CorporationBroker
Nylife Securities LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.