Timothy Moran is a registered investment advisor at Carapace Financial Advisors LLC, based in Bedminster, NJ, with 18 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 39 clients with $86M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Carapace Financial Advisors offers investment management for individual clients. The fees typically range from 0.40% to 2.00% of the assets they manage, charged quarterly in advance. The exact fee is negotiated per client, based on the complexity of the strategy and individual circumstances. A lower fee may be charged for a buy-and-hold strategy, while a higher fee may be charged for active trading or investments in options. For Washington State clients only, the management fee may range from 1.25% - 2.00%, which includes a solicitor's fee. Carapace may also charge a fixed fee of $500 per hour.
Location
One Pluckemin Way, Suite 303, Bedminster, NJ, 07921
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Timothy is the principal of Nantim LLC, a real estate consulting business, since 2013. He spends minimal time on this activity, advising on loan and real estate purchases and receiving consulting fees.
Employment History
Current Registrations
Carapace Financial Advisors LLC
Previous Registrations
Financial Northeastern Securities, INC.Broker
Ppg West LLCBroker
Phoenix Derivatives Group, LLCBroker
Tullett Prebon Financial Services LLCBroker
Trinity Derivatives Group, LLCBroker
Susquehanna SecuritiesBroker
Susquehanna Investment GroupBroker
Sig Brokerage, LPBroker
Sig Brokerage, LPBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.