John Black is a ChFC-designated registered investment advisor, based in Rock Hill, SC, with 23 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
305 Oakland Ave, Rock Hill, SC, 29730
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is affiliated with Palmetto Investment Consultants, LLC and Independent Advisor Alliance as a registered investment advisor, dedicating a significant portion of his time to these activities. He also serves as a City Council member, manages a family business (JAB III LLC), and works as an insurance agent with Sage Insurance Partners.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
LPL Financial LLCBroker
Independent Advisor Alliance, LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
First Advisors, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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