Chad Keller is a CFA-designated registered investment advisor, based in Indianapolis, IN, with 22 years of industry experience.
Location
3815 River Crossing Pkwy, Ste 200, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2024Denied
Employment History
Current Registrations
Sanctuary Securities, INC.
March 2024 - Present · 2 yrs 2 mos
Sanctuary Advisors, LLC
March 2024 - Present · 2 yrs 2 mos
Sanctuary Securities, INC.Broker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
February 2017 - March 2024 · 7 yrs 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
February 2017 - March 2024 · 7 yrs 1 mo
City Securities CorporationBroker
March 2006 - February 2017 · 10 yrs 11 mos
City Securities Corporation
February 2006 - February 2017 · 11 yrs
Ameriprise Financial Services, INC.
September 2003 - October 2005 · 2 yrs 1 mo
Ameriprise Financial Services, INC.Broker
August 2003 - October 2005 · 2 yrs 2 mos
Ids Life Insurance CompanyBroker
August 2003 - October 2005 · 2 yrs 2 mos
State Registrations26 states
ALARAZCACOFLGAILINKYMDMIMNMONCNMNYOHORPASCTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.