RC
RC

Ronald Caffrey

19 Years of Experience
St. Petersburg, FL
Broker

Ronald Caffrey is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

880 Carillon Parkway, St. Petersburg, FL, 33716

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ronald is the president of Rojaca Investments LLC and manages three rental properties, a duty he inherited in 2019. He dedicates a few hours per week to this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2009 - Present · 16 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Eagle Fund Distributors, INC.Broker
January 2008 - October 2009 · 1 yr 9 mos
T. Rowe Price Advisory Services, INC.
June 2007 - October 2007 · 4 mos
T. Rowe Price Investment Services, INC.Broker
July 2006 - October 2007 · 1 yr 3 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.