James Wolfe is a registered investment advisor at LPL Financial LLC, based in Wabash, IN, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5605 S. Old State Rd 15, Wabash, IN, 46992
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James operates his LPL business through Wolfe Tax & Financial Services, Inc., dedicating full-time hours to it. He also provides tax preparation services through Wolfe Tax & Financial Services, Inc. and receives W2/Dividends from Keiffer & Wolfe Business Services, Inc., spending about 10-20% of his time on each of these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Questar Capital CorporationBroker
State Registrations9 states
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