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Steve Todoruk

22 Years of Experience
3 DisclosuresBroker

Steve Todoruk is a registered investment advisor at Sprott Asset Management USA INC., based in Darien, CT, with 22 years of industry experience. Steve operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,613 clients with $4.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
22 advisors
Number of Clients
2,613 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$4.6B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are subject to negotiation at the sole discretion of SAM USA and will typically vary according to several factors, such as: the type of client; the discretionary authority granted to the Adviser; the total assets under management; and other business considerations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

320 Post Road, Suite 230, Darien, CT, 06820

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016
Settled
Customer Dispute
June 2016
Closed-No Action
Customer Dispute
August 2015
Closed-No Action
Other Business Activities

Steve refers clients to Miles Franklin Precious Metals Investments for physical precious metal sales, receiving a percentage of the sales commission. He dedicates minimal time to this activity.

Employment History
Current Registrations
Sprott Asset Management USA INC.
May 2020 - Present · 5 yrs 11 mos
Sprott Global Resource Investments LTDBroker
April 2003 - Present · 23 yrs
Previous Registrations
Terra Resource Investment Management, INC.
February 2006 - May 2007 · 1 yr 3 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.