JH
JH

John Horntvedt

16 Years of Experience
Rochester, MN
Broker

John Horntvedt is a registered investment advisor, based in Rochester, MN, with 16 years of industry experience.

Location

1820 W Frontage Rd Hwy 52N, Rochester, MN, 55901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2020 - Present · 5 yrs 8 mos
Cetera Investment Advisers LLC
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Signator Investors, INC.Broker
March 2018 - October 2018 · 7 mos
Signator Investors, INC.
March 2018 - October 2018 · 7 mos
MML Investors Services, LLCBroker
March 2017 - October 2017 · 7 mos
MML Investors Services, LLC
March 2017 - October 2017 · 7 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
January 2014 - January 2015 · 1 yr
New England SecuritiesBroker
March 2010 - January 2015 · 4 yrs 10 mos
New England SecuritiesBroker
March 2003 - March 2006 · 3 yrs
State Registrations6 states
AZFLIAKYMNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Horntvedt - Financial Advisor | TrueAdvisor