Charles Galat
Charles Galat is a registered investment advisor at 1st Financial Investment, INC., based in South Abington Township, PA, with 21 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 16 clients with $780K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 3.00% |
| $25K - $100K | 2.75% |
| $100K - $250K | 2.50% |
| $250K - $500K | 2.25% |
| $500K - $1000K | 2.00% |
| $1.0M - $2.5M | 1.75% |
| $2.5M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10.0M - $20.0M | 1.00% |
| $20M+ | 1.00% |
Fees are negotiable for accounts over $20,000,000.
Fee Estimator
Location
638 Fairview Road, South Abington Township, PA, 18411-8855
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is the owner/president of Galat & Company, a CPA & accounting firm, and an independent advisor with 1st Financial Investments, Inc. He is also a shareowner/secretary/treasurer/bookkeeper for multiple rehabilitation and treatment centers, with bookkeeping and accounting handled through his CPA practice.
Employment History
Current Registrations
1st Financial Investment, INC.
Previous Registrations
Western International Securities, INC.Broker
Calton & Associates, INC.Broker
Park Avenue Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.