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Bradley Lay

23 Years of Experience
Franklin, TN
2 DisclosuresBroker

Bradley Lay is a registered investment advisor at Stonex Advisors INC., based in Franklin, TN, with 23 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Annual Fee:$200

StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.

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Location

256 Seaboard Ln, Suite G-102, Franklin, TN, 37067

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2021
Final
Employment Separation After Allegations
August 2019
Other Business Activities

Bradley owns Mirror Consulting, a business consulting firm focused on team dynamics and efficiency, dedicating about 10-20% of his time. He is also a partner at Oak Crest Financial Partners, a DBA for his StoneX business, which takes nearly full-time hours.

Employment History
Current Registrations
Stonex Advisors INC.
September 2019 - Present · 7 yrs 1 mo
Stonex Securities INC.Broker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.
February 2013 - September 2019 · 6 yrs 7 mos
Raymond James & Associates, INC.Broker
February 2013 - September 2019 · 6 yrs 7 mos
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Morgan Keegan & Company, INC.
February 2007 - February 2013 · 6 yrs
Amsouth Investment Management Company LLC
February 2004 - February 2007 · 3 yrs
Amsouth Investment Services, INC.Broker
April 2003 - February 2007 · 3 yrs 10 mos
State Registrations8 states
ALARDEFLKYLATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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