TE
TE

Thad Erwin

21 Years of Experience
Nacogdoches, TX
Broker

Thad Erwin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Nacogdoches, TX, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

201 East Main Street, Nacogdoches, TX, 75961

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Thad is an advisory board member for CTE Advisory Board, a partner at Erwin-Wright Wealth Management Group and JH5T, and a finance/investment committee member at First Baptist Church. These activities take minimal time and are mostly investment-related.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2017 - Present · 9 yrs 1 mo
Raymond James Financial Services, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
June 2012 - December 2015 · 3 yrs 6 mos
Brokersxpress LLCBroker
November 2009 - June 2012 · 2 yrs 7 mos
Sws Financial ServicesBroker
April 2005 - November 2009 · 4 yrs 7 mos
Edward JonesBroker
April 2003 - June 2003 · 2 mos
State Registrations10 states
ALCAFLMINMNYOHRITNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thad Erwin - Financial Advisor | TrueAdvisor