DG
DG

Deric Governale

22 Years of Experience
Suwanee, GA
BrokerSells Insurance

Deric Governale is a registered investment advisor at Cetera Investment Advisers LLC, based in Suwanee, GA, with 22 years of industry experience. Deric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

530 Highland Station Drive, Ste. 1004, Suwanee, GA, 30024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Deric sells fixed insurance products with various companies, dedicating a few hours per week. He is also a board member for Hamilton Mill Men's Golf Assoc, a partner in Uptick Green Real Estate, LLC, an associate at Infinity Wealth Management (full-time), and president of DBG Wealth Management, Inc (minimal time).

Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 7 mos
Cetera Advisors LLC
December 2024 - Present · 1 yr 7 mos
Cetera Advisors LLCBroker
December 2024 - Present · 1 yr 7 mos
Previous Registrations
LPL Financial LLCBroker
February 2018 - December 2024 · 6 yrs 10 mos
LPL Financial LLC
February 2018 - December 2024 · 6 yrs 10 mos
Invest Financial Corporation
January 2013 - February 2018 · 5 yrs 1 mo
Invest Financial CorporationBroker
January 2013 - February 2018 · 5 yrs 1 mo
Edward Jones
February 2010 - January 2013 · 2 yrs 11 mos
Edward JonesBroker
April 2003 - January 2013 · 9 yrs 9 mos
State Registrations15 states
ALAZCACOFLGAILKSKYMDNCPASCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Deric Governale - Financial Advisor | TrueAdvisor