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CFP
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CFP

Suzan Jaffe

Vanderbilt Advisory Services
23 Years of Experience
Amherst, MA
1 DisclosureBroker
View SEC Summary
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Suzan Jaffe is a CFP-designated registered investment advisor at Vanderbilt Advisory Services, based in Amherst, MA, with 23 years of industry experience. Suzan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.

Vanderbilt Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
166 advisors
Number of Clients
6,470 clients
Average Client Portfolio
$326K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$90
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%

Firm also offers threshold billing, flat percentage, and flat annual fee structures. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Amherst, MA

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History

Regulatory History (1)
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Customer Dispute
March 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Suzan is the Owner and CEO of Lunaria Financial, Ltd., working as a Certified Financial Planner and investment advisor, dedicating most of her time to this role. She also works as a grief coach, spending about 10-20% of her time in this activity.

Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
October 2020 - Present · 6 yrs
Vanderbilt Advisory Services
October 2020 - Present · 6 yrs
Vanderbilt Securities, LLC
October 2020 - Present · 6 yrs
Previous Registrations
Kms Financial Services, INC
August 2010 - October 2020 · 10 yrs 2 mos
Kms Financial Services, INC.Broker
August 2010 - October 2020 · 10 yrs 2 mos
Edward JonesBroker
April 2003 - August 2010 · 7 yrs 4 mos
State Registrations5 states
CAMANYORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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