KJ
KJ

Kari Johnson

21 Years of Experience
Nashville, TN
Broker

Kari Johnson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Nashville, TN, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

222 2nd Ave S, Nashville, TN, 37201

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2013 - Present · 12 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - November 2013 · 9 mos
Raymond James & Associates, INC.
February 2013 - November 2013 · 9 mos
Morgan Keegan & Company, INC.
June 2011 - February 2013 · 1 yr 8 mos
Morgan Keegan & Company, INC.Broker
October 2010 - February 2013 · 2 yrs 4 mos
Morgan Keegan & Company, INC.Broker
February 2007 - August 2009 · 2 yrs 6 mos
Amsouth Investment Services, INC.Broker
February 2003 - February 2007 · 4 yrs
State Registrations16 states
ALARCACOFLGAKYMDNCNYPATNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kari Johnson - Financial Advisor | TrueAdvisor