Stephen Yun-Sum is a CFA-designated registered investment advisor, based in Irvne, CA, with 18 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2211 Michelson Drive, Suite 470, Irvne, CA, 92612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is a Registered Investment Advisor with The Baldwin Group Wealth Advisors, LLC since April 2018 and an employee of The Baldwin Insurance Group, Inc. He is also a Registered Representative with Equitable Advisors, LLC, spending a few hours per week on securities trading.
Employment History
Current Registrations
The Leaders Group, INC.Broker
The Leaders Group, INC.
The Baldwin Group Wealth Advisors, LLC
Previous Registrations
Lasalle St Securities, L.L.C.Broker
Burnham Gibson Wealth Advisors, INC.
Equitable Advisors, LLCBroker
Lumen Funds
The Tarbox Group, INC.
State Registrations1 state
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