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Eric Swergold

24 Years of Experience
Mill Valley, CA

Eric Swergold is a registered investment advisor at Firestorm Capital, based in Mill Valley, CA, with 24 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $9M in assets under management.

Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$9.0M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Mill Valley, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Firestorm Capital
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Firestorm Capital
March 2011 - December 2017 · 6 yrs 9 mos
Gruber & Mcbaine
September 2001 - February 2011 · 9 yrs 5 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.