Gemma Snell is a registered investment advisor, based in Newport Beach, CA, with 22 years of industry experience.
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gemma works as an insurance agent selling fixed insurance products since August 2023. This takes a few hours per week, with minimal time spent during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
August 2009 - August 2023 · 14 yrs
Securian Financial Services, INC.Broker
June 2009 - August 2023 · 14 yrs 2 mos
Banc of America Investment Services, INC.Broker
October 2006 - April 2009 · 2 yrs 6 mos
PFS Investments INC.Broker
May 2003 - October 2006 · 3 yrs 5 mos
State Registrations9 states
ALAZCAINMTNVNYORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.