MD
MD

Michael Dayton

21 Years of Experience
Gig Harbor, WA
4 DisclosuresSells Insurance

Michael Dayton is a registered investment advisor at The Dayton Company INC, based in Gig Harbor, WA, with 21 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5727 Baker Way NW, Suite 101, Gig Harbor, WA, 98332

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2016
Final
Financial
June 2016
Final
Financial
June 2016
Final
Financial
June 2016
Final
Other Business ActivitiesSells Insurance

Michael is the President of The Dayton Company, an employee benefit consulting firm, since 2002. This takes a few hours per week and is performed during securities trading hours.

Employment History
Current Registrations
The Dayton Company INC
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Principal Securities, INC.
May 2013 - December 2017 · 4 yrs 7 mos
Principal Securities, INC.Broker
May 2013 - December 2017 · 4 yrs 7 mos
Kms Financial Services, INC.Broker
October 2011 - May 2013 · 1 yr 7 mos
Kms Financial Services, INC
October 2011 - May 2013 · 1 yr 7 mos
Princor Financial Services Corporation
January 2005 - October 2011 · 6 yrs 9 mos
Princor Financial Services CorporationBroker
July 2003 - October 2011 · 8 yrs 3 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Dayton - Financial Advisor | TrueAdvisor