Scott Swiggett
Scott Swiggett is a registered investment advisor at Bok Financial Advisors, based in Oklahoma City, OK, with 21 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,334 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees may be negotiable. Clients with assets under $75,000 may pay a higher rate.
Fee Estimator
Location
499 West Sheridan Avenue, 25th, 26th and 27th Floors, Oklahoma City, OK, 73102
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2009Other Business Activities
Scott owns Swiggett Suites, LLC, a rental property he inherited, and is a member of Ambassador Holdings Group, LLC, another rental property business. He is also a member of Pivotal Real Estate Solutions, Inc. which sells and rents property; these activities require minimal time.
Employment History
Current Registrations
Bok Financial Advisors
Bok Financial Securities, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
Horace Mann Investors INCBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Bradley WedelBok Financial Advisors
- Chad Eley, CFPBok Financial Advisors
- Christopher Gander, CFPBok Financial Advisors
- Jason LilesBok Financial Advisors
- Jessica Jones, ChFCBok Financial Advisors
- Cameron Bertelli, CFABok Financial Advisors