Yvan Cao
Yvan Cao is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Newport Beach, CA, with 23 years of industry experience. Yvan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
4675 MacArthur Court, Suite 450, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2009Other Business Activities
Yvan is the owner of YHC Wealth Management Group, Inc., a support company and DBA, since 2011. He works as a financial advisor and branch manager, dedicating about a quarter of his time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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