Joshua Penner is a registered investment advisor, based in Houston, TX, with 17 years of industry experience.
Location
2929 Allen Parkway, L3-20, Houston, TX, 77019
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Corebridge Capital Services, INC.Broker
July 2016 - Present · 9 yrs 10 mos
VALIC Financial Advisors, INC.
July 2016 - Present · 9 yrs 10 mos
VALIC Financial Advisors, INC.Broker
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLC
April 2014 - October 2015 · 1 yr 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - October 2015 · 3 yrs
Chase Investment Services CORP.Broker
August 2012 - October 2012 · 2 mos
Uvest Financial Services Group, INC.Broker
July 2006 - November 2007 · 1 yr 4 mos
Intrust Brokerage INC.Broker
March 2003 - July 2006 · 3 yrs 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.