Mark Ernst is a CFP-designated registered investment advisor, based in Fort Worth, TX, with 20 years of industry experience.
Location
1 Firstcomm Plaza, Fort Worth, TX, 76109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Command Advisory Services
July 2024 - Present · 1 yr 10 mos
First Command Brokerage Services, INC.
July 2024 - Present · 1 yr 10 mos
First Command Brokerage Services, INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2015 - June 2024 · 8 yrs 10 mos
Advice and Planning Services
August 2015 - June 2024 · 8 yrs 10 mos
Schwab Private Client Investment Advisory, INC.
October 2013 - June 2015 · 1 yr 8 mos
Charles Schwab & CO., INC.
February 2013 - October 2013 · 8 mos
Charles Schwab & CO., INC.Broker
June 2011 - June 2015 · 4 yrs
Echotrade LLCBroker
August 2009 - February 2010 · 6 mos
Investment Security Group, INC.
January 2008 - August 2009 · 1 yr 7 mos
Integrated Concepts INC
April 2006 - April 2008 · 2 yrs
MML Investors Services, INC.
May 2005 - February 2006 · 9 mos
MML Investors Services, INC.Broker
May 2005 - February 2006 · 9 mos
Dominion Investor Services, INC.Broker
January 2004 - April 2005 · 1 yr 3 mos
Linsco/private Ledger CORP.
October 2003 - January 2004 · 3 mos
Linsco/private Ledger CORP.Broker
October 2003 - January 2004 · 3 mos
AXA Advisors, LLC
April 2003 - September 2003 · 5 mos
AXA Advisors, LLCBroker
April 2003 - September 2003 · 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.