Steven Stack is a registered investment advisor at Highland Capital Management, LLC, based in Lake Mary, FL, with 22 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,044 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Highland Capital's fees are based on the market value of the assets they manage and are negotiable. Fees are payable quarterly. Here's a breakdown of the fees for different investment strategies:
- Traditional Equity Accounts:
- First $5,000,000: 1.00% per year
- Next $10,000,000: 0.75% per year
- In Excess of $15,000,000: 0.50% per year
- Traditional Fixed Income Accounts:
- First $10,000,000: 0.375% per year
- In Excess of $10,000,000: 0.25% per year
- Institutional Equity (Large Cap Value, Large Cap Growth, International):
- First $20,000,000: 0.50% per year
- Next $36,000,000: 0.375% per year
- Over $56,000,000: Negotiable
- Institutional Balanced:
- First $20,000,000: 0.50% per year
- Next $36,000,000: 0.375% per year
- Over $56,000,000: Negotiable
- Institutional Short-Term Fixed Income:
- First $50,000,000: 0.250% per year
- Next $100,000,000: 0.125% per year
- Next $150,000,000: 0.10%
- Over $300,000,000: Negotiable
- SMID Cap Core Alpha: 0.75% per year
- Core Plus strategy: 1.00% per year plus a 10.00% performance fee
- 401K ETF Models: 0.50% per year
Highland Capital has a minimum annual fee of $10,000.
Location
1035 Greenwood Blvd, Suite 211, Lake Mary, FL, 32746
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Highland Capital Management, LLC
Previous Registrations
Icc Capital Management INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.