Eric Morgan is a registered investment advisor, based in Mesa, AZ, with 22 years of industry experience.
Location
2355 S. Alma School Road, Mesa, AZ, 85210
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Eric works as a financial advisor for both Desert Financial Credit Union and Desert Financial Wealth Management, starting in 2019. These roles take about half of Eric's time each.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2019 - Present · 7 yrs 5 mos
Raymond James Financial Services Advisors, INC
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
LPL Financial LLC
August 2011 - February 2019 · 7 yrs 6 mos
LPL Financial LLC
July 2010 - August 2011 · 1 yr 1 mo
LPL Financial LLCBroker
April 2008 - February 2019 · 10 yrs 10 mos
Compass Brokerage, INC.Broker
May 2003 - April 2008 · 4 yrs 11 mos
State Registrations22 states
ARAZCACOFLGAIAINMNMOMTNCNENVNYPASCTXVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.