Sam Alaoui is a registered investment advisor at 9d Capital LLC, based in Jersey City, NJ, with 20 years of industry experience. Sam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 3 more. Their firm serves 6 clients with $11M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable and depend on client circumstances, up to a maximum of 2.00% annually. Eligible clients may also elect a performance-based fee of 20% of capital appreciation above a high-water mark.
Fee Estimator
Location
Jersey City, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sam is a managing member of 9D Capital LLC, a registered investment advisor, spending minimal time on it. Sam is also a managing member and strategy consultant for Antimatter Capital LLC, spending a few hours per week on this non-securities-related activity.
Employment History
Current Registrations
9d Capital LLC
5d Partners LLC
5d Partners LLCBroker
Previous Registrations
Dominari Securities LLCBroker
Crito Capital LLCBroker
Capital Trust and Associates LLC
Maxwellfort Investments, LPBroker
Wynston Hill Capital, LLCBroker
J. Streicher Capital LLCBroker
Capital Trust and Associates LLC
Rothschild Lieberman LLCBroker
Grace Financial Group LLCBroker
Gunnallen Financial, INCBroker
Continental Broker-Dealer CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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