Seaver Wang is a registered investment advisor at Npa Asset Management, LLC, based in Croton on Hudson, NY, with 22 years of industry experience. Seaver operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
1 Baltic Place 201D, Croton on Hudson, NY, 10520
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Seaver is dually registered with NPA Asset Management as an RIA since 2011 and is the President of Karagosian Financial Services, an RIA, since 2010. Seaver also owns rental property since 2016, dedicating minimal time to this activity.
Employment History
Current Registrations
Npa Asset Management, LLC
Karagosian Financial Services, INC
Previous Registrations
Nationwide Planning Associates INC.Broker
Npa Asset Management, LLC
Abramenko & Company, INC.Broker
Hfp Capital Markets LLCBroker
Utendahl Capital Partners, L.P.Broker
Sidoti & Company, LLCBroker
State Registrations4 states
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