Richard Seeley is a CFP-designated registered investment advisor at Pinney & Scofield, INC., based in Falmouth, MA, with 22 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 295 clients with $860M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.75% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.25% |
Certain clients may be subject to legacy fee schedules. The firm may combine assets of related accounts to reach better fee breakpoints.
Fee Estimator
Location
Falmouth, MA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pinney & Scofield, INC.
Previous Registrations
Arc Investment Planning & Management INC
Ws Securities INC
American Investment Services INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jeffrey Cutter, PFSCutter Financial Group LLC
- Ali Shahmohammadi, CFPTD Private Client Wealth LLC
- James Shannon, CFAShannon Investment Management
- Philip Nehro, CFPEmpirical Asset Management, LLC
- Todd Drummey, CFPOsaic Wealth, INC.