Ronnie Haim is a registered investment advisor, based in San Antonio, TX, with 22 years of industry experience.
Location
4079 De Zavala Rd, San Antonio, TX, 78249
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronnie is an Investment Advisor Representative and Chief Compliance Officer at Capital Alliance Wealth Management, dedicating a few hours per week. Ronnie also works as an insurance agent selling and servicing fixed universal life insurance policies, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
The Leaders Group, INC.Broker
Capital Alliance Wealth Management
Previous Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
LPL Financial LLCBroker
LPL Financial LLC
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.