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CFP

Timothy Pollard

Edward Jones
23 Years of Experience
Lexington, NC
1 DisclosureBroker
View SEC Summary
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Timothy Pollard is a CFP-designated registered investment advisor at Edward Jones, based in Lexington, NC, with 23 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

123 N Talbert Blvd, Lexington, NC, 27292

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History

Regulatory History (1)
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Criminal
August 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edward Jones
February 2019 - Present · 7 yrs 8 mos
Edward JonesBroker
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Private Advisor Group, LLC
May 2013 - February 2019 · 5 yrs 9 mos
LPL Financial LLCBroker
September 2009 - March 2019 · 9 yrs 6 mos
LPL Financial LLC
September 2009 - May 2013 · 3 yrs 8 mos
Edward Jones
February 2007 - September 2009 · 2 yrs 7 mos
Edward JonesBroker
May 2003 - September 2009 · 6 yrs 4 mos
State Registrations9 states
AZFLGANCNEOHSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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