Alejandro Tapia
Alejandro Tapia is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17725 John F Kennedy Blvd, 2nd Floor, Houston, TX, 77032
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2013Other Business Activities
Alejandro operates Aviation Retirement Strategies, LLC as a DBA for his LPL business. He also provides investment advisory services through Symphony Financial Ltd. Co., dedicating nearly full-time hours to this activity, and is involved in real estate rental through ARS Leasing.
Employment History
Current Registrations
LPL Financial LLC
Symphony Financial, LTD. CO.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
AXA Advisors, LLCBroker
AXA Advisors, LLC
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.