SM
SM
Stephen Massengale
22 Years of Experience
El Segundo, CA
Broker
Stephen Massengale is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 22 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
November 2015 - Present · 10 yrs 8 mos
Cetera Financial Specialists LLCBroker
November 2015 - Present · 10 yrs 8 mos
Cetera Advisors LLCBroker
November 2015 - Present · 10 yrs 8 mos
Cetera Investment Services LLC
November 2015 - Present · 10 yrs 8 mos
Cetera Wealth Services, LLC
November 2015 - Present · 10 yrs 8 mos
Cetera Financial Specialists LLC
November 2015 - Present · 10 yrs 8 mos
Cetera Advisors LLC
November 2015 - Present · 10 yrs 8 mos
Cetera Investment Services LLCBroker
November 2015 - Present · 10 yrs 8 mos
Previous Registrations
First Allied Securities, INC.Broker
January 2016 - September 2022 · 6 yrs 8 mos
Summit Brokerage Services, INC.Broker
January 2016 - December 2019 · 3 yrs 11 mos
Girard Securities, INC.Broker
January 2016 - November 2017 · 1 yr 10 mos
Legend Equities CorporationBroker
January 2016 - December 2016 · 11 mos
Vsr Financial Services, INC.Broker
January 2016 - November 2016 · 10 mos
Investors Capital CORP.Broker
January 2016 - November 2016 · 10 mos
Cetera Advisor Networks LLC
November 2015 - June 2023 · 7 yrs 7 mos
Proequities, INC.Broker
January 2013 - November 2015 · 2 yrs 10 mos
Investment Advisors
January 2013 - November 2015 · 2 yrs 10 mos
Investment Advisors
September 2006 - December 2012 · 6 yrs 3 mos
Proequities, INC.Broker
April 2003 - December 2012 · 9 yrs 8 mos
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.