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ChFC

William Christie

LPL Financial LLC
56 Years of Experience
Vero Beach, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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William Christie is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Vero Beach, FL, with 56 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Vero Beach, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 1986
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is involved with William J. Christie Associates, Inc. as an insurance business, spending a few hours per week. He also serves as a non-profit board member and is involved with William J. & Maryann M. Christie Family Foundation, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
March 2025 - Present · 1 yr 7 mos
LPL Financial LLCBroker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Ic Advisory Services, INC.
January 2013 - December 2023 · 10 yrs 11 mos
The Investment Center, INC.Broker
January 2013 - March 2025 · 12 yrs 2 mos
Fsc Securities Corporation
April 2011 - December 2012 · 1 yr 8 mos
Fsc Securities CorporationBroker
February 2009 - December 2012 · 3 yrs 10 mos
Advantage Capital CorporationBroker
August 1994 - February 2009 · 14 yrs 6 mos
Keogler, Morgan & Company, INC.Broker
July 1990 - August 1990 · 1 mo
Investment Management & Research, INCBroker
August 1987 - July 1990 · 2 yrs 11 mos
Cardell & Associates, IncorporatedBroker
December 1981 - February 1986 · 4 yrs 2 mos
Travelers Equities Sales, INC.Broker
March 1970 - August 1994 · 24 yrs 5 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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