Joseph Raieta is a registered investment advisor at Snowden Capital Advisors LLC, based in New York, NY, with 18 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 5,771 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCA offers investment management through various programs, typically charging a wrap fee that covers investment advice, trade execution, custody, and reporting. This fee is negotiated with each client and usually ranges from 0.20% to 2.50% of the portfolio's value. In some cases, clients may pay an unbundled advisory fee of up to 3.00% per year, separate from brokerage commissions and transaction charges.
Location
540 Madison Ave., 9th Floor, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is a supervisory officer at Snowden Capital Advisors LLC since 2015, dedicating about half his time to investment solutions. He is also a member of the Greater Miami Chamber of Commerce, spending minimal time discussing business development.
Employment History
Current Registrations
Snowden Capital Advisors LLC
Snowden Account Services LLCBroker
Previous Registrations
Icon Securities, LLCBroker
Icon Securities CORPBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hold Brothers On-Line Investment Services L.L.C.Broker
Blackrock Financial Management, INC
Blackrock Investments, INC.Broker
Wallstreet Electronica, INC.Broker
Max International Broker/dealer CORP.Broker
State Registrations20 states
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