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Isaac Sham

22 Years of Experience
Boston, MA
Broker

Isaac Sham is a registered investment advisor at John Hancock Investment Management LLC, based in Boston, MA, with 22 years of industry experience. Isaac operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Berkeley St., Boston, MA, 02116-5022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Isaac coaches youth soccer for the Foxboro Soccer Association since 2022, dedicating a few hours per week. This activity is not investment-related.

Employment History
Current Registrations
John Hancock Investment Management LLC
November 2018 - Present · 7 yrs 6 mos
John Hancock Investment Management Distributors LLC
June 2014 - Present · 11 yrs 11 mos
John Hancock Investment Management Distributors LLCBroker
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
Manulife Asset Management (US) LLC
July 2014 - November 2018 · 4 yrs 4 mos
Wells Fargo Funds Management, LLC
January 2013 - June 2014 · 1 yr 5 mos
Wells Fargo Funds Distributor, LLCBroker
January 2010 - June 2014 · 4 yrs 5 mos
Evergreen Investment Services, INC.Broker
April 2006 - January 2010 · 3 yrs 9 mos
State Street Global Markets, LLCBroker
August 2003 - November 2005 · 2 yrs 3 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.