CD
CFP
CD
CFP

Christine Drone

22 Years of Experience
Sarasota, FL
1 DisclosureBroker

Christine Drone is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Sarasota, FL, with 22 years of industry experience. Christine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

1819 Main Street, Suite 1100, Sarasota, FL, 34236-5999

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2014
Final
Employment History
Current Registrations
RBC Capital Markets, LLC
January 2021 - Present · 5 yrs 4 mos
RBC Capital Markets, LLC
January 2021 - Present · 5 yrs 4 mos
RBC Capital Markets, LLCBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2017 - January 2021 · 3 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
September 2017 - January 2021 · 3 yrs 4 mos
Suntrust Advisory Services, INC.
October 2016 - September 2017 · 11 mos
Suntrust Investment Services, INC.
January 2014 - December 2016 · 2 yrs 11 mos
Suntrust Investment Services, INC.Broker
January 2014 - September 2017 · 3 yrs 8 mos
CUNA Brokerage Services, INC.
January 2008 - June 2013 · 5 yrs 5 mos
CUNA Brokerage Services, INC.Broker
January 2008 - June 2013 · 5 yrs 5 mos
Cg Brokerage L.L.C.Broker
September 2007 - December 2007 · 3 mos
Clifton Gunderson Financial Advisors L.L.C.
July 2006 - January 2008 · 1 yr 6 mos
Sva Planners INC
May 2003 - June 2006 · 3 yrs 1 mo
State Registrations33 states
ALCACOCTDEFLGAILINKSMAMDMIMNMOMSNCNJNMNVNYOHOKORPASCTNTXUTVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christine Drone - Financial Advisor | TrueAdvisor