Carl Hartmann is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3 Edison Drive, Alpharetta, GA, 30005
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 8 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
E*trade Capital Management, LLC
February 2009 - September 2023 · 14 yrs 7 mos
E*trade Securities LLCBroker
April 2006 - September 2023 · 17 yrs 5 mos
Ameriprise Financial Services, INC.
August 2004 - March 2006 · 1 yr 7 mos
Ids Life Insurance CompanyBroker
August 2004 - March 2006 · 1 yr 7 mos
Ameriprise Financial Services, INC.Broker
August 2004 - March 2006 · 1 yr 7 mos
Waddell & Reed, INC.
April 2004 - August 2004 · 4 mos
Waddell & Reed, INC.Broker
December 2003 - August 2004 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.