NB
NB

Nathan Browning

22 Years of Experience
Cherry Hill, NJ
BrokerSells Insurance

Nathan Browning is a registered investment advisor at LPL Financial LLC, based in Cherry Hill, NJ, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1864 Route 70 East, Cherry Hill, NJ, 08003

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nathan sells life, health, and disability insurance, dedicating about 10-20% of his time to this activity. He also owns an RV rental property, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
February 2008 - Present · 18 yrs 3 mos
LPL Financial LLCBroker
February 2008 - Present · 18 yrs 3 mos
Previous Registrations
M Financial Planning Services, INC
December 2009 - February 2013 · 3 yrs 2 mos
Park Avenue Securities LLC
September 2006 - February 2008 · 1 yr 5 mos
Park Avenue Securities LLCBroker
May 2003 - February 2008 · 4 yrs 9 mos
State Registrations6 states
CACTGANJOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.