Christopher Raymond is a registered investment advisor, based in New Haven, CT, with 22 years of industry experience.
Location
195 Church Street, 7th floor, New Haven, CT, 06510
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher operates his LPL business under the DBA Raymond Wealth Advisors. This activity takes up 100% of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2025 - Present · 11 mos
Raymond James Financial Services Advisors, INC
August 2025 - Present · 11 mos
Previous Registrations
LPL Financial LLCBroker
May 2019 - August 2025 · 6 yrs 3 mos
LPL Financial LLC
May 2019 - August 2025 · 6 yrs 3 mos
Cambridge Investment Research Advisors, INC.
May 2014 - June 2019 · 5 yrs 1 mo
Cambridge Investment Research, INC.Broker
May 2014 - June 2019 · 5 yrs 1 mo
Cetera Advisor Networks LLC
September 2013 - May 2014 · 8 mos
Cetera Advisor Networks LLCBroker
September 2013 - May 2014 · 8 mos
Walnut Street Securities, INC.
April 2009 - September 2013 · 4 yrs 5 mos
Walnut Street Securities, INC.Broker
April 2009 - September 2013 · 4 yrs 5 mos
Citigroup Global Markets INC.
February 2008 - February 2009 · 1 yr
Citigroup Global Markets INC.Broker
December 2007 - February 2009 · 1 yr 2 mos
Prudential Annuities Distributors, INCBroker
November 2006 - November 2007 · 1 yr
Walnut Street Securities, INC.Broker
August 2003 - October 2006 · 3 yrs 2 mos
Nathan & Lewis Securities, INC.Broker
April 2003 - August 2003 · 4 mos
State Registrations12 states
CTDEFLMANCNHNJNYPASCSDVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.