James Paul
James Paul is a registered investment advisor at Gladstone Wealth Partners, based in Dickson City, PA, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 7,910 clients with $4.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gladstone Wealth Partners charges up to 2.00% of your portfolio per year for investment management. This fee is negotiable and paid quarterly in advance. Clients in non-wrap programs will separately incur commissions and transaction costs. Gladstone also uses third-party technology platforms to manage retirement accounts, and passes the cost of these platforms on to you, sometimes with a markup.
Location
1622 Main St., Dickson City, PA, 18447
Get directionsHistory
Regulatory History (5)
Financial
January 2020Financial
July 2019Financial
May 2019Financial
May 2019Customer Dispute
April 2009Other Business ActivitiesSells Insurance
James is a CPA/bookkeeper/tax preparer with Paul's Tax & Planning Services LLC, spending about a quarter of his time on this. He is also an agent for fixed insurance products and provides investment advisory services through Gladstone Institutional Advisory, LLC, dedicating nearly full-time hours to the latter.
Employment History
Current Registrations
Gladstone Wealth Partners
LPL Financial LLCBroker
Previous Registrations
Private Advisor Group, LLC
LPL Financial LLC
Advantage Investment Management, LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Aig Financial Advisors, INC.
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.