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Ian Dick

Harbour Investments, INC.
23 Years of Experience
Fort Wayne, IN
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Ian Dick is a registered investment advisor at Harbour Investments, INC., based in Fort Wayne, IN, with 23 years of industry experience. Ian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 30,309 clients with $9.6B in assets under management.

Harbour Investments, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
252 advisors
Number of Clients
30,309 clients
Average Client Portfolio
$317K average
Assets Under Management
$9.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum management fee is 2.0% of assets under management. Fees are negotiated between the client and representative. Third-party manager programs range from 0.25% to 2.50% total annual fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9921 Dupont Circle Dr W, Suite 300, Fort Wayne, IN, 46825

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ian is affiliated with Venture Wealth Advisors as a Registered Investment Advisor since 2009. He is also an independent insurance agent, potentially selling equity indexed annuities.

Employment History
Current Registrations
Harbour Investments, INC.
February 2020 - Present · 6 yrs 8 mos
Harbour Investments, INC.Broker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Securities America, INC.Broker
July 2015 - May 2016 · 10 mos
Compass Financial Advisors LLC
July 2009 - March 2020 · 10 yrs 8 mos
Fintegra, LLCBroker
June 2009 - August 2015 · 6 yrs 2 mos
Multi-Financial Securities Corporation
March 2006 - June 2009 · 3 yrs 3 mos
Multi-Financial Securities CorporationBroker
January 2004 - June 2009 · 5 yrs 5 mos
Vestax Securities CorporationBroker
October 2003 - January 2004 · 3 mos
Questar Capital CorporationBroker
July 2003 - September 2003 · 2 mos
Lincoln Financial Advisors CorporationBroker
June 2003 - June 2003 · 0 mos
The Lincoln National Life Insurance CompanyBroker
June 2003 - June 2003 · 0 mos
State Registrations4 states
AZINMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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