Alison Gaffney
Alison Gaffney is a registered investment advisor at LPL Financial LLC, based in Glastonbury, CT, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
41-B New London Turnpike, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alison operates Summit Planning Group LLC as a DBA for her LPL business, dedicating nearly full-time hours to it. She also sells non-variable insurance products, including term and long-term care insurance, spending about 10-20% of her time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Fs, INC.
Summit Planning Group, LLC
Summit Asset Management, LLC
Summit Wealth Management, LLC
Jefferson Pilot Securities CORP
Lincoln Financial Securities CorporationBroker
State Registrations16 states
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