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Steven Degraff

22 Years of Experience
Groton, CT
2 DisclosuresBrokerSells Insurance

Steven Degraff is a registered investment advisor at Cetera Investment Advisers LLC, based in Groton, CT, with 22 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

495 Gold Star Highway, Suite 211, Groton, CT, 06357

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History

Regulatory History (2)
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Customer Dispute
December 2017
Denied
Customer Dispute
November 2012
Denied
Other Business ActivitiesSells Insurance

Steven sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He also provides pro-bono financial consults, is an advisor for a health insurance benefits company, owns a financial services practice, and is a landlord.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
February 2023 - Present · 3 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2023 - June 2023 · 4 mos
Park Avenue Securities LLCBroker
April 2016 - February 2023 · 6 yrs 10 mos
Park Avenue Securities LLC
April 2016 - February 2023 · 6 yrs 10 mos
Metlife Securities INC.
July 2003 - May 2016 · 12 yrs 10 mos
Metlife Securities INC.Broker
April 2003 - May 2016 · 13 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
April 2003 - July 2007 · 4 yrs 3 mos
State Registrations10 states
AZCTFLIDMAMENYRITXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Degraff - Financial Advisor | TrueAdvisor