Steven Bokoff is a CFP-designated registered investment advisor at Thames Financial Management, based in Norwich, CT, with 26 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 302 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $3.5M | 0.75% |
| $3.5M+ | 0.75% |
Rates apply to equity, fixed income, balanced, and long options portions. Short options are charged 0.50% of committed capital. Fees are negotiable for accounts over $3,500,000. Cash and money market assets are currently excluded from fees.
Fee Estimator
Location
457 West Main Street, Norwich, CT, 06360
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Steven is a CPA and partner at Goldblatt Bokoff LLC since 1976. This takes him nearly full-time, with a significant portion of his time occurring during securities trading hours.
Employment History
Current Registrations
Thames Financial Management
Previous Registrations
Thames Financial Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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- Andrew Sawyer, CFAThames Financial Management