Steven Bokoff is a CFP-designated registered investment advisor at Thames Financial Management, based in Norwich, CT, with 25 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 302 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $3.5M | 0.75% |
| $3.5M+ | 0.75% |
Fees are negotiable for assets over $3,500,000. The Annual Fee Rate for Short Options: 0.50% of Committed Capital. Fees are not currently assessed on the cash/money market portion of portfolios.
Fee Estimator
Location
457 West Main Street, Norwich, CT, 06360
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is a CPA and partner at Goldblatt Bokoff LLC since 1976. This takes him nearly full-time, with a significant portion of his time occurring during securities trading hours.
Employment History
Current Registrations
Thames Financial Management
Previous Registrations
Thames Financial Management
State Registrations1 state
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