BC
CFP
BC
CFP

Brian Ian Carlson

22 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

Three Parkway North, Suite 500, Deerfield, IL, 60015-2567

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is dually-registered as an investment advisor representative with Alera Investment Advisors, LLC and as a registered representative with Triad Advisors Inc., dedicating nearly all of his time to these roles. He also provides fixed business products, advises on existing insurance policies under a sole proprietorship with Securian (about 10-20% of his time), and serves as a board member for Arlington Heights Youth Basketball Association (minimal time).

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
Alera Investment Advisors, LLC
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Triad Advisors LLCBroker
November 2017 - August 2024 · 6 yrs 9 mos
Securian Financial Services, INC.
May 2003 - November 2017 · 14 yrs 6 mos
Securian Financial Services, INC.Broker
April 2003 - November 2017 · 14 yrs 7 mos
State Registrations41 states
AKALARAZCACOCTDCFLGAHIIAILINKSKYMAMDMIMNMONCNDNHNJNMNVNYOHOKORPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Ian Carlson - Financial Advisor | TrueAdvisor