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Parker Bailey

Park Avenue Securities LLC
23 Years of Experience
Cincinnati, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Parker Bailey is a registered investment advisor at Park Avenue Securities LLC, based in Cincinnati, OH, with 23 years of industry experience. Parker is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

419 Plum Street, Cincinnati, OH, 45202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Parker seeks insurance products from carriers other than Guardian when needed, dedicating minimal time to this. Parker also owns an inactive LLC, is involved with short-term rental real estate, manages an LLC for his residence, serves as trustee for a trust, is involved with PB&J Capital, Inc., and connects tax professionals with a coaching and training program.

Employment History
Current Registrations
Park Avenue Securities LLC
June 2003 - Present · 23 yrs 4 mos
Park Avenue Securities LLCBroker
May 2003 - Present · 23 yrs 5 mos
State Registrations27 states
AKAZCACODCFLGAIAIDILINKSKYMDMINCNJNMNYOHTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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