Katherine Strom
Katherine Strom is a registered investment advisor at Carroll Frank & Plotkin LLC, based in Pikesville, MD, with 13 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees negotiable for amounts over $1 million.
Fee Estimator
Location
1829 Reisterstown Road, Suite 365, Pikesville, MD, 21208
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine is a producer offering health and life insurance to existing clients, dedicating minimal time to this activity. She also works as a financial advisor for Carroll, Frank & Plotkin, LLC and serves as a board member for the Northwest Chamber of Commerce.
Employment History
Current Registrations
Carroll Frank & Plotkin LLC
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.