CG
CG

Carol Marie Griffin

22 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
609 clients
Average Client Portfolio
$287K average
Assets Under Management
$174.8M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.80%
$3.0M - $5.0M0.60%
$5M+0.40%

Annual fees are negotiable at the discretion of the advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8310 S. Valley Highway, Suite 110, Englewood, CO, 80112

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History

Regulatory History (1)
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Employment Separation After Allegations
July 2007
Other Business ActivitiesSells Insurance

Carol is an investment advisor representative with Parsonex Advisory Services, dedicating about a quarter of her time. She also works as an insurance agent for Back 9 Insurance, selling insurance products and spending a few hours per week. Carol also spends minimal time as a group leader for a local networking group and assisting with client referrals for living trust needs.

Employment History
Current Registrations
Parsonex Advisory Services, INC.
January 2021 - Present · 5 yrs 1 mo
Parsonex Securities, INC.Broker
December 2007 - Present · 18 yrs 2 mos
Previous Registrations
Parsonex Advisory Services, INC.
March 2017 - December 2020 · 3 yrs 9 mos
C C F Investments, INC.Broker
January 2006 - July 2007 · 1 yr 6 mos
The Leaders Group, INC.Broker
February 2005 - December 2005 · 10 mos
PFS Investments INC.Broker
May 2003 - February 2005 · 1 yr 9 mos
State Registrations23 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.