Carol Griffin
Carol Griffin is a registered investment advisor at Parsonex Advisory Services, INC., based in Englewood, CO, with 22 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 609 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Annual fees are negotiable at the discretion of the advisor.
Fee Estimator
Location
8310 S. Valley Highway, Suite 110, Englewood, CO, 80112
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2007Other Business ActivitiesSells Insurance
Carol is an investment advisor representative with Parsonex Advisory Services, dedicating about a quarter of her time. She also works as an insurance agent for Back 9 Insurance, selling insurance products and spending a few hours per week. Carol also spends minimal time as a group leader for a local networking group and assisting with client referrals for living trust needs.
Employment History
Current Registrations
Parsonex Advisory Services, INC.
Parsonex Securities, INC.Broker
Previous Registrations
Parsonex Advisory Services, INC.
C C F Investments, INC.Broker
The Leaders Group, INC.Broker
PFS Investments INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.