Chad James is a registered investment advisor, based in Sugar Land, TX, with 22 years of industry experience.
Location
Three Sugar Creek Center Blvd., Suite 550, Sugar Land, TX, 77478
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Chad works as an advisory representative of an RIA, spending nearly full-time on this activity. He dedicates a significant portion of his time to trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2024 - Present · 2 yrs 1 mo
Cambridge Investment Research, INC.Broker
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
June 2003 - July 2024 · 21 yrs 1 mo
Ameriprise Financial Services, LLCBroker
May 2003 - July 2024 · 21 yrs 2 mos
Ids Life Insurance CompanyBroker
May 2003 - July 2006 · 3 yrs 2 mos
State Registrations3 states
KSTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.