Bradley Pendleton
Bradley Pendleton is a CFA-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Nashville, TN, with 22 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
3102 West End Avenue, Suite 700, Nashville, TN, 37203
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
Bradley is an exam grader for the CFA Institute, dedicating minimal time. He also serves on investment committees for Tennessee Masonic Widows and Orphans and Al-Menah Shron, and is on the board of directors for Abbottsford Home Owners Association, spending minimal time on each.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.